Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stephen Flanigan has been in the financial services industry since April 1982. David is currently registered with Cambridge Investment Research Advisors, Inc. in Marietta, Georgia. Previously, David has worked for a number of firms including H&R Block Financial Advisors, Inc., Wachovia Securities, LLC, Legg Mason Wood Walker, Incorporated, J.C. Bradford & Co., PaineWebber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David holds Series 3, 7, 9, 10, 63, and 65 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
09/05/2007 - Present
Cambridge Investment Research Advisors, Inc. (Marietta GA)
GA
06/18/2004 - 09/10/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (MARIETTA GA)
MO
09/26/2002 - 06/18/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MD
05/25/2000 - 06/06/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/01/1994 - 06/12/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NJ
03/14/1988 - 02/15/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
12/24/1981 - 03/15/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 08/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1994
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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