Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ellington is a financial advisor with over 38 years of experience in the industry. David has a background in investment banking and holds several licenses and designations, including Series 7, 63, 65, 9, 10, 79TO, and SIE. David currently works at Stonex Advisors Inc., where he provides financial planning and investment management services to individuals, businesses, and charitable organizations. Previously, David worked at Sterne, Agee & Leach, Inc. He is also a member of BCES, LLC, where he helps manage office expenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/30/2016 - Present
Stonex Advisors Inc. (Richmond VA)
VA
12/09/2011 - 06/12/2015
STERNE, AGEE & LEACH, INC. (RICHMOND VA)
VA
09/29/2006 - 12/09/2011
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
VA
03/08/2006 - 10/04/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
VA
03/07/1997 - 03/08/2006
ADVEST, INC. (RICHMOND VA)
NC
01/20/1995 - 03/14/1997
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
VA
08/03/1987 - 01/26/1995
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
NA
10/14/1985 - 08/01/1987
DEAN WITTER REYNOLDS INC.
NA
05/25/1983 - 06/22/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 12/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/20/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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