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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stephan is a financial advisor at Cetera Investment Advisers LLC. David has over 15 years of experience in the financial services industry. David Stephan is registered with the state of Michigan as a broker-dealer and investment advisor representative. He holds the Series 6, 7, 63, and 65 securities licenses, as well as the SIE exam. David Stephan specializes in providing financial planning, portfolio management, and retirement planning services to individuals and families. He also offers a variety of other investment services, such as insurance and tax planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
06/29/2023 - Present
Cetera Investment Advisers LLC (GRANDVILLE MI)
MI
02/23/2016 - 04/30/2020
AVANTAX INVESTMENT SERVICES, INC. (Grand Rapids MI)
IA
Issued 8/9/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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