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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Steffensen is a financial advisor currently registered with Morgan Stanley. David has been in the financial services industry since 2006, and has held previous positions with National Financial Services LLC and Fidelity Brokerage Services LLC. David is registered with the state of Florida and Texas as an Investment Advisor Representative. David has passed several industry exams, including the Series 63, Series 65, Series 7, Series 9, and Series 10. David offers financial planning and portfolio management services to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
12/15/2021 - Present
Morgan Stanley (St. Petersburg FL)
UT
04/28/2016 - 10/12/2020
NATIONAL FINANCIAL SERVICES LLC (SALT LAKE CITY UT)
UT
01/01/2006 - 10/12/2020
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
IA
Issued 12/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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