Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stapley Dixon is a financial advisor with over 40 years of experience in the industry. David is currently registered with LPL Financial LLC. David Dixon is a Certified Financial Planner professional and is licensed to provide financial advice in 36 states. David has extensive experience working with individuals, corporations, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, high net worth individuals, and others. David provides financial planning, portfolio management, and other investment-related services. Prior to joining LPL Financial LLC, David was affiliated with several firms including CUNA Brokerage Services, Inc., First Allied Securities, Inc., First Affiliated Securities, GNA Securities, Inc., Metropolitan Life Insurance Company, MetLife Securities Inc., UR Financial, Inc., Lincoln Financial Advisors Corporation, Lincoln National Pension Insurance Company, The Lincoln National Life Insurance Company, Equico Securities, Inc., The Equitable Life Assurance Society of the United States, and North American Management, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
05/19/2010 - Present
LPL Financial LLC (LAS VEGAS NV)
IA
07/10/1996 - 01/05/2004
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CA
12/20/1994 - 07/01/1996
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
12/09/1993 - 12/23/1994
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
VA
08/19/1993 - 12/22/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
05/02/1990 - 08/19/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
04/25/1990 - 08/19/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NA
02/25/1988 - 04/25/1990
UR FINANCIAL, INC.
NA
08/07/1987 - 02/12/1988
LINCOLN FINANCIAL ADVISORS CORPORATION
NA
08/07/1987 - 02/12/1988
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
08/07/1987 - 02/12/1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
NA
09/26/1986 - 07/02/1987
EQUICO SECURITIES, INC.
NA
09/26/1986 - 06/26/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
08/09/1983 - 10/07/1986
NORTH AMERICAN MANAGEMENT, INC.
NA
10/29/1981 - 12/16/1982
NORTH AMERICAN MANAGEMENT, INC.
IA
Issued 05/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2003
Series 24 - General Securities Principal Examination
BC
Issued 11/10/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/27/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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