Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stanley Morken is an investment professional with over 47 years of experience in the financial services industry. He is currently registered as a Registered Representative and Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. David Morken is also registered as an Investment Advisor Representative in Texas with Raymond James Financial Services, Inc. David Morken has been registered as an Investment Advisor Representative with Cantella & Co., Inc., CPI Capital, The Lincoln National Life Insurance Company, SII Investments, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors Corporation, Integrated Resources Equity Corporation and Connecticut Mutual Financial Services, Inc. in the past. David Morken has passed the Series 1, 7, 24, 63, 65, 6TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
11/16/2022 - Present
Raymond James Financial Services Advisors, Inc. (Midway UT)
UT
09/17/2012 - 11/15/2022
CANTELLA & CO., INC. (MIDWAY UT)
NJ
02/28/2001 - 09/17/2012
CPI CAPITAL (MARLTON NJ)
IN
03/01/1989 - 04/24/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
WI
08/31/1998 - 03/01/2001
SII INVESTMENTS, INC. (APPLETON WI)
AZ
11/19/1989 - 08/26/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IN
03/01/1989 - 11/22/1989
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NA
04/07/1981 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/06/1976 - 04/24/1987
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
IA
Issued 12/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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