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David Stanley Hentschel

Thinkequity LLC

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About David Stanley Hentschel

David Hentschel is a financial professional with over 20 years of experience in the securities industry. David has worked for a variety of firms, including Cowen and Company, AEGIS Capital Corp., and HLA Securities Inc. David is currently registered with Thinkequity LLC. David holds the Series 7, 24, 57TO, 99TO, and SIE licenses. David has a broad understanding of the financial markets and is committed to providing clients with personalized financial advice.

Firm Information

David Hentschel is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Hentschel’s Registration & Firm History

NY

09/08/2021 - Present

Thinkequity LLC (NEW YORK NY)

NY

07/25/2019 - 09/07/2021

COWEN AND COMPANY (NEW YORK NY)

NY

11/14/2013 - 08/01/2019

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

01/27/2009 - 12/16/2013

ILLUSTRO TRADING, LLC (NEW YORK NY)

NY

03/04/2008 - 01/27/2009

TAG SECURITIES CORP. (NEW YORK NY)

NY

10/01/2000 - 03/03/2008

HLA SECURITIES INC (NEW YORK NY)

NY

12/27/2004 - 09/19/2005

LEADER EQUITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 04/17/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/04/2021

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2000

Series 25 - NYSE Trading Assistant Examination

BC

Issued 02/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for David Stanley Hentschel. Review regulatory record here.
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