Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Speiser is a financial advisor who has been active in the financial industry for over 27 years. David currently works at J.p. Morgan Securities LLC and has been with the firm since 2012. Prior to that, David has worked for Chase Investment Services Corp., Citigroup Global Markets Inc., Citicorp Investment Services, Morgan Stanley DW Inc., Smith Barney Inc., First Metropolitan Securities, Inc. and Kidder, Peabody & Co. Incorporated. David holds FINRA registrations with Series 7, 31, 63, and 65, and is registered in 20 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/20/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
03/18/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
05/29/2007 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/03/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/01/1998 - 12/04/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/11/1996 - 12/23/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1996 - 03/05/1996
FIRST METROPOLITAN SECURITIES, INC. (NEW YORK NY)
NY
01/20/1995 - 07/05/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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