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David Soltys

Cetera Advisor Networks LLC

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About David Soltys

David Soltys is a financial advisor who has been in the industry since 1988. He is currently registered with Cetera Advisor Networks LLC and has been with the firm since 2013. Prior to joining Cetera Advisor Networks LLC, David Soltys worked at TOWER SQUARE SECURITIES, INC. from 1996-2013, ADVANTAGE CAPITAL CORPORATION from 1994-1996, TRAVELERS EQUITIES SALES, INC. from 1994-1994 and 1988-1991, and NEW ENGLAND SECURITIES from 1991-1993. David Soltys is registered in 9 states and holds licenses for Series 7, Series 24, Series 52TO, and Series 63 exams. David Soltys’s licenses and experience equip him to help clients with their financial goals.

Firm Information

David Soltys is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Soltys’s Registration & Firm History

MA

09/03/2013 - Present

Cetera Advisor Networks LLC (WORCESTER MA)

MA

05/01/1996 - 09/03/2013

TOWER SQUARE SECURITIES, INC. (WORCESTER MA)

GA

08/15/1994 - 05/06/1996

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

CA

01/18/1994 - 08/15/1994

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

NY

10/02/1991 - 12/16/1993

NEW ENGLAND SECURITIES (NEW YORK NY)

CA

06/22/1988 - 07/09/1991

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 07/14/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/05/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Soltys.
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