Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Slates is a financial advisor who has been in the industry since 1996. David is currently registered with Wells Fargo Advisors Financial Network, LLC and is also registered in 38 states and 3 other jurisdictions. David specializes in providing financial planning, portfolio management, and investment consulting services to individuals and businesses. David has a wide range of experience in the financial services industry, including working with A. G. Edwards & Sons, Inc., UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/04/2022 - Present
Wells Fargo Advisors Financial Network, LLC (DUBLIN OH)
OH
01/01/2008 - 03/04/2022
WELLS FARGO CLEARING SERVICES, LLC (DUBLIN OH)
OH
09/21/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (COLUMBUS OH)
OH
09/17/1998 - 10/02/2007
UBS FINANCIAL SERVICES INC. (ZANESVILLE OH)
NY
09/09/1991 - 11/02/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Slates is the right advisor for you? Invested Better is here to help.
