Unclaimed
David Simms Ruch is a registered representative with Lazard Freres & Co. LLC based in NEW YORK, NY. David has been in the securities industry since January 27, 2019 and has experience working with MOELIS & COMPANY LLC and SVB LEERINK LLC. David holds a Series 63, SIE, Series 87, Series 86, and Series 7 license. David is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/13/2024 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
10/25/2021 - 08/12/2024
MOELIS & COMPANY LLC (NEW YORK NY)
MA
07/03/2018 - 03/29/2021
SVB LEERINK LLC (BOSTON MA)
BC
Issued 07/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/25/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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