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David Simms Ruch

Lazard Freres & Co. LLC

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About David Simms Ruch

David Simms Ruch is a registered representative with Lazard Freres & Co. LLC based in NEW YORK, NY. David has been in the securities industry since January 27, 2019 and has experience working with MOELIS & COMPANY LLC and SVB LEERINK LLC. David holds a Series 63, SIE, Series 87, Series 86, and Series 7 license. David is registered in New York.

Firm Information

David Ruch is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Ruch’s Registration & Firm History

NY

08/13/2024 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

10/25/2021 - 08/12/2024

MOELIS & COMPANY LLC (NEW YORK NY)

MA

07/03/2018 - 03/29/2021

SVB LEERINK LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 07/20/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2018

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/25/2018

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/03/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Simms Ruch.
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