Unclaimed
David Sigler is a financial professional with over 20 years of experience in the industry. David is currently registered with Nylife Securities LLC and has a Series 7, Series 24 and Series 63 license. David previously worked at TD Waterhouse Investor Services, Inc. David has been registered in New York since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2005 - Present
Nylife Securities LLC (NEW YORK NY)
NE
03/15/2001 - 03/03/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 03/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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