Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Siffringer is a financial professional with over 27 years of experience in the industry. David currently holds a position at Cantor Fitzgerald & Co., a firm with a strong reputation in the financial sector. David's career has included roles at notable firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Lehman Brothers Inc. David holds a broad range of licenses and certifications, demonstrating a commitment to professional development and staying abreast of industry standards. David's extensive experience across various firms and market cycles provides valuable insights and expertise to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2019 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NJ
03/29/2019 - 09/20/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUMMIT NJ)
NY
09/22/2008 - 06/02/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/01/2000 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/28/1993 - 05/19/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/18/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/02/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure David Siffringer is the right advisor for you? Invested Better is here to help.
