Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sheridan Portny has been a registered representative in the securities industry since May 1996. David is currently registered with Neuberger Berman BD LLC and is licensed in 52 states and 2 jurisdictions. David's professional licenses include Series 7, Series 55, Series 63 and SIE exams. David holds the Securities Trader (Series 57TO) license. In addition to David's role as a registered representative for Neuberger Berman BD LLC, David also provides portfolio management services to various clients of Neuberger Berman BD LLC through Neuberger Berman Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/26/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BC
Issued 04/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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