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David Sheldon Coles

Wmbc

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About David Sheldon Coles

David Coles is an Investment Advisor Representative with Wmbc in Irvine, California. David has been in the financial services industry since 2007. David earned Series 7 and 66 licenses, plus the SIE exam. David has experience working with high-net-worth individuals, corporations, and pension and profit sharing plans. David provides financial planning, portfolio management, and educational seminars.

Firm Information

David Coles is currently registered with Wmbc. Wmbc is an investment advisor based in Irvine, California. They have 3 licensed agents, 3 investment advisor representatives, and 3 registered representatives. The firm manages $116,209,055 in regulatory assets under management, including $56,839,605 in discretionary assets. They offer financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and portfolio management for pension and profit-sharing plans. The firm's clientele includes individuals, businesses, pension and profit-sharing plans, and high-net-worth individuals.
Wmbc

2 VENTURE

IRVINE, CA 92618

$116.21M

Assets Under Management

9

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of net worth

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David Coles’s Registration & Firm History

CA

02/26/2015 - Present

Wmbc (IRVINE CA)

CA

07/15/2015 - 08/23/2024

TRIAD ADVISORS LLC (Irvine CA)

CA

07/23/2007 - 07/15/2015

VALMARK SECURITIES, INC. (LAKE FOREST CA)

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Licenses & Designations

BOTH

Issued 04/17/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Sheldon Coles.
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