Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sheild Puccia is a financial advisor at Steward Partners Investment Advisory, LLC. David has been in the industry since 1992 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. David is registered with the Securities and Exchange Commission and holds Series 7, 9, 10, 53, 63 and 65 licenses. David also holds a number of designations and certifications in financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/04/2022 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NJ
03/03/2022 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (Ramsey NJ)
NJ
10/01/2000 - 03/09/2022
WELLS FARGO CLEARING SERVICES, LLC (WAYNE NJ)
NC
01/01/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
03/06/1992 - 01/01/1996
FIRST FIDELITY BROKERS, INC. (NEWARK NJ)
IA
Issued 05/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/30/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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