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David Shawn Newsome

Sofi Wealth LLC

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About David Shawn Newsome

David Newsome is a registered investment advisor representative of SoFi Wealth LLC. David has been in the industry since 2006. He is registered in California and Utah and holds Series 7, 63, and 66 securities licenses. David previously worked for Fidelity Brokerage Services LLC and Wells Fargo Advisors, LLC. David specializes in providing financial planning, portfolio management for individuals, and educational seminars. David has a strong track record of success in helping individuals achieve their financial goals.

Firm Information

David Newsome is currently registered with Sofi Wealth LLC. Sofi Wealth LLC is a San Francisco, California-based registered investment advisor with over $1.36 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management services to individuals, including high-net-worth individuals. Sofi Wealth LLC also offers a wrap fee program and publishes periodicals. The firm has 70 investment advisor representatives and 4 licensed agents.
Sofi Wealth LLC

234 1ST STREET

SAN FRANCISCO, CA 94105

$1.37B

Assets Under Management

6,000

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Newsome’s Registration & Firm History

CA

08/21/2020 - Present

Sofi Wealth LLC (SAN FRANCISCO CA)

UT

08/27/2015 - 12/23/2019

FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)

UT

09/02/2014 - 08/17/2015

WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)

UT

07/20/2012 - 07/22/2014

MORGAN STANLEY (SOUTH JORDAN UT)

UT

01/03/2011 - 06/19/2012

WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)

UT

02/26/2008 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)

UT

09/22/2006 - 02/19/2008

E*TRADE SECURITIES LLC (SANDY UT)

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Licenses & Designations

BOTH

Issued 09/05/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/12/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Shawn Newsome.
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