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David Shaun Henning

Nationwide Investment Services Corp.

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About David Shaun Henning

David Henning is a financial professional with Nationwide Investment Services Corp. David has been in the financial services industry for over 1 year. David has passed the Series 6TO and SIE exams. David's firm is based in Columbus, Ohio.

Firm Information

David Henning is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Henning’s Registration & Firm History

OH

12/07/2022 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 12/06/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/06/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Shaun Henning. Review regulatory record here.
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