Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sharkey is a securities professional with over 20 years of experience in the industry. David is currently registered with Natwest Markets Securities Inc. David has held previous positions at HSBC Securities (USA) Inc., MUFG Securities Americas Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Spear, Leeds & Kellogg Specialists LLC, Spear, Leeds & Kellogg, L.P., and Nathan & Lewis Securities, Inc. David is licensed in all 50 states and the District of Columbia and holds Series 3, 6, 7, 21, 24, 25, 55, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/03/2022 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
02/15/2022 - 10/03/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
12/04/2017 - 07/17/2019
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
11/01/2010 - 11/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/02/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/01/2000 - 09/02/2003
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
01/12/2000 - 09/02/2003
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
08/13/1999 - 09/10/1999
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
BC
Issued 10/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/29/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2001
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 06/20/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 08/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Sharkey is the right advisor for you? Invested Better is here to help.
