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David Sean Rich

Gladstone Wealth Partners

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About David Sean Rich

David Rich has over 25 years of experience in the financial services industry. David is a Registered Representative and Investment Advisor Representative with Gladstone Wealth Partners. David has a broad range of experience, including investment advisory, financial planning, retirement planning, and general consulting services. David holds a variety of licenses and designations including Series 3, 7, 24, 55, 63, and 65. David is committed to providing personalized financial advice and helping clients reach their financial goals.

Firm Information

David Rich is currently registered with Gladstone Wealth Partners. Gladstone Wealth Partners is a registered investment advisor located in PALM BEACH GARDENS, FL. The firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. They have over 100 investment advisor representatives and approximately $4 billion in regulatory assets under management. Their client base primarily includes individuals, high-net-worth individuals, corporations, and charitable organizations.
Gladstone Wealth Partners

2000 PGA BLVD.

PALM BEACH GARDENS, FL 33408

$4.00B

Assets Under Management

238

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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wrap fee accounts, retirement planning consulting services, general consulting services, and referral services

Wrap fee accounts, retirement planning consulting services, general consulting services, and referral services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Rich’s Registration & Firm History

FL

06/24/2020 - Present

Gladstone Wealth Partners (PALM BEACH GARDENS FL)

SC

01/30/2018 - 11/20/2023

FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (Fort Mill SC)

NJ

12/16/2011 - 06/02/2017

NATIONAL SECURITIES CORPORATION (TINTON FALLS NJ)

NJ

11/03/2004 - 12/20/2012

VFINANCE INVESTMENTS, INC (TINTON FALLS NJ)

NY

04/07/2003 - 11/29/2004

NEW YORK GLOBAL SECURITIES, INC. (NEW YORK NY)

FL

01/01/2002 - 04/11/2003

VFINANCE INVESTMENTS, INC (BOCA RATON FL)

FL

10/13/1997 - 01/01/2002

VFINANCE INVESTMENTS (BOCA RATON FL)

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Licenses & Designations

IA

Issued 05/23/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 06/13/2006

Series 4 - Registered Options Principal Examination

BC

Issued 03/01/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2016

Series 3 - National Commodity Futures Examination

BC

Issued 08/06/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Sean Rich.
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