Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sean Carl is a financial advisor with Geneos Wealth Management, Inc. located in Englewood, Colorado. David has been in the financial services industry since 1998 and has a diverse background of experience. David is also a Certified Financial Planner and holds the Series 7, Series 6, and SIE licenses. David works with individuals, corporations, and charitable organizations. David Sean Carl provides a range of financial services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/25/2013 - Present
Geneos Wealth Management, Inc. (Englewood CO)
TX
08/24/2004 - 07/01/2013
HORNOR, TOWNSEND & KENT, INC. (GRAPEVINE TX)
NY
11/20/1998 - 08/20/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 11/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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