Unclaimed
David Scott Yeager is a financial professional based in Bala Cynwyd, PA. David has been in the securities industry since April 18, 2011. David currently works for Susquehanna Securities, LLC and previously worked for Susquehanna Financial Group, Lllp and GLOBAL EXECUTION BROKERS, LP. David holds the Series 7, 86, 87, 57TO and SIE licenses. David is registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
08/23/2023 - Present
Susquehanna Securities, LLC (BALA CYNWYD PA)
PA
04/16/2018 - 08/17/2021
GLOBAL EXECUTION BROKERS, LP (BALA CYNWYD PA)
BC
Issued 05/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/02/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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