Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Scott Whitty is a financial advisor with over 30 years of experience in the industry. David is registered to provide investment advice and securities brokerage services in 21 states. David Whitty's current firm is Stifel, Nicolaus & Company, Inc., where he is a registered representative and investment advisor representative. Before Stifel, Nicolaus & Company, Inc., David worked at Advest, Inc. in Hartford, CT and J.C. Bradford & Co. in New York, NY. David Whitty is also qualified to provide advisory services for a wide range of clients, including individuals, high-net-worth individuals, corporations, and other businesses, charitable organizations, state or municipal government entities, pooled investment vehicles, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
03/06/2023 - Present
Stifel, Nicolaus & Company, Inc. (LOUISVILLE KY)
CT
04/26/1999 - 08/26/2005
ADVEST, INC. (HARTFORD CT)
NY
03/21/1989 - 04/29/1999
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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