Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Westfall is a financial professional with experience in the industry since 2003. David is currently registered with The Leaders Group, Inc., and is licensed in Arizona. David has previously held positions at firms including Sammons Financial Network, LLC, Capital Brokerage Corporation, and Wachovia Securities, LLC. David holds licenses including Series 6, 63 and 26.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/13/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
02/03/2020 - 12/31/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
IA
05/15/2017 - 04/04/2018
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
VA
02/14/2014 - 12/31/2015
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
07/27/2004 - 03/16/2012
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
MO
12/16/2003 - 06/16/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 12/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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