Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Welton is a financial advisor who has been working in the financial industry since 1975. David is currently registered as an Investment Advisor Representative with Cape Investment Advisory, Inc. David has also worked with Walnut Street Securities, Inc., MML Investors Services, Inc. and G.R. Phelps & Co., Inc. David is registered in Alabama, California, Colorado, District of Columbia, Florida, Maryland, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, West Virginia, and Wisconsin. David works with a variety of clients, including individuals, high net worth individuals, pension and profit-sharing plans. David's specializations include Retirement Planning, Asset Allocation, Insurance Planning, Estate Planning, and Tax Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NC
06/09/2021 - Present
Cape Investment Advisory, Inc. (Charlotte NC)
NC
08/21/2013 - 04/17/2019
G.F. INVESTMENT SERVICES, LLC (CHARLOTTE NC)
NC
12/11/1995 - 08/20/2013
WALNUT STREET SECURITIES, INC. (CHARLOTTE NC)
NC
03/01/1996 - 08/07/2009
MML INVESTORS SERVICES, INC. (CHARLOTTE NC)
NA
08/15/1975 - 03/01/1996
G. R. PHELPS & CO., INC.
AZ
11/19/1989 - 11/01/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/05/1982 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 11/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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