Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Scott Veatch is a financial advisor at The Leaders Group, Inc. with over 35 years of experience in the financial industry. David holds Series 6, 7, and 63 licenses, and is a licensed investment advisor. David is registered with the state of Illinois and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/07/2003 - Present
THE Leaders Group, Inc. (LITTLETON CO)
IL
09/23/1998 - 03/28/2003
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
IL
04/15/1994 - 09/01/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
07/13/1993 - 01/26/1994
LCL INVESTMENTS, INC.
NJ
03/24/1990 - 08/04/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
WI
05/26/1989 - 09/07/1989
ISFA CORPORATION (APPLETON WI)
NY
09/29/1982 - 05/31/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/29/1982 - 05/31/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Veatch is the right advisor for you? Invested Better is here to help.
