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David Scott Shapiro

TP Icap Global Markets Americas LLC

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About David Scott Shapiro

David Shapiro is a financial professional with over 20 years of experience in the financial services industry. David has held positions at several prominent firms, including TD Securities (USA) LLC, BNP Paribas Securities Corp., Credit Suisse First Boston Corporation, and Bear, Stearns & Co. Inc. David is currently registered with TP Icap Global Markets Americas LLC. David is registered in 12 states, including California, Connecticut, Florida, Illinois, Michigan, Minnesota, New Jersey, New York, Pennsylvania, Texas, Vermont, and Washington. David holds the Series 3, 7, 24, and 63 licenses.

Firm Information

David Shapiro is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Shapiro’s Registration & Firm History

NY

05/05/2015 - Present

TP Icap Global Markets Americas LLC (HUNTINGTON NY)

NY

07/07/2015 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

08/02/2012 - 10/31/2014

TD SECURITIES (USA) LLC (NEW YORK NY)

NY

07/23/2001 - 05/15/2012

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

11/30/1999 - 10/19/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

10/15/1998 - 12/07/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/07/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2000

Series 3 - National Commodity Futures Examination

BC

Issued 10/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Scott Shapiro.
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