Unclaimed
David Rossler is a financial advisor with Cetera Investment Advisers LLC based in Boca Raton, Florida. David has been in the industry since November 1997 and is registered with FINRA and the state of Florida. He is also a registered investment advisor in both Florida and Texas. David offers a wide range of financial services, including financial planning, portfolio management, and pension consulting. He is dedicated to helping individuals and families achieve their financial goals.
BOCA RATON, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/12/2023 - Present
Cetera Investment Advisers LLC (BOCA RATON FL)
CT
11/21/1997 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IA
Issued 12/15/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/8/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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