Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Owens is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., offering securities and investment advisory services. David has been in the industry since September 25, 2008. David holds the Series 7, Series 66 and SIE securities licenses. David is registered in Connecticut, Delaware, and Pennsylvania to provide investment advisory services. David also holds Series 7, Series 66 and SIE licenses. David is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. in Pennsylvania. David is also registered in Connecticut, Delaware, and Pennsylvania to provide investment advisory services. Previously, David was with BANC OF AMERICA INVESTMENT SERVICES, INC.. David specializes in offering financial planning, retirement planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/15/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CONSHOHOCKEN PA)
PA
09/25/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST CONSHOHOCKEN PA)
BOTH
Issued 11/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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