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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nicholson is a financial advisor with Raymond James Financial Services Advisors, Inc. David has been in the financial industry since 1994 and has experience working with high-net-worth individuals, corporations, pension plans, and charitable organizations. David is registered with the Securities and Exchange Commission and FINRA as well as with a variety of states. David has received several licenses and certifications, including Series 7, Series 10, Series 31, and Series 63. David also serves as a coach at Ursuline Academy.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
06/10/2024 - Present
Raymond James Financial Services Advisors, Inc. (NORWOOD MA)
MO
12/20/1995 - 04/13/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/27/1994 - 12/16/1995
GKN SECURITIES CORP. (NEW YORK NY)
CO
02/16/1994 - 05/23/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 03/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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