Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Scott Miller is a financial professional with experience in the industry. David Scott Miller holds the Series 7, Series 63, Series 9 and Series 10 securities licenses and is registered to offer securities in 53 states, the District of Columbia and Puerto Rico. David Scott Miller is currently employed by Fidelity Brokerage Services LLC. Previously, David Scott Miller was employed by AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/01/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
05/17/2013 - 06/24/2013
AXA ADVISORS, LLC (FORT WORTH TX)
BC
Issued 03/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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