Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Merola is an active broker-dealer with over 20 years of experience in the financial industry. David is currently registered with TFS Derivatives LLC. David is a highly experienced professional with a wide range of expertise. David has held various roles at several firms, including Tradition Securities and Derivatives LLC, TFS Derivatives Corporation, Standard Credit Securities Inc., and Ameriprise Financial Services, Inc. David has passed a number of exams including Series 3, 7, 9, 10, 14, 24, 55, 63, 65, 57TO, 79TO, 99TO, and SIE. David is currently licensed in Connecticut, Florida, Illinois, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/18/2017 - Present
TFS Derivatives LLC (NEW YORK NY)
NY
11/26/2007 - 04/22/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
10/10/2008 - 10/01/2014
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
11/26/2007 - 09/29/2014
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NJ
01/19/2006 - 07/26/2007
AMERIPRISE FINANCIAL SERVICES, INC. (PARAMUS NJ)
NY
01/12/2004 - 12/20/2005
GARBAN CORPORATES LLC (NEW YORK NY)
NY
01/22/2003 - 03/21/2003
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
NJ
03/28/2000 - 03/21/2003
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
04/20/1999 - 03/21/2000
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
BC
Issued 01/26/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2008
Series 14 - Compliance Officer Examination
BC
Issued 01/10/2008
Series 4 - Registered Options Principal Examination
BC
Issued 04/21/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/02/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/24/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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