Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid McMurtry is a financial advisor with Apollo Global Securities, LLC. David has over 12 years of experience in the financial services industry. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 79, 63, and SIE licenses. He is also registered in California, Connecticut, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/06/2022 - Present
Apollo Global Securities, LLC (Greenwich CT)
NY
11/08/2013 - 04/10/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/23/2010 - 11/14/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/11/2004 - 07/08/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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