Unclaimed
David Masiello is a financial professional with over 15 years of experience in the securities industry. David is currently registered with Fidelity Distributors Co. LLC and has been with the firm since 2014. Prior to that, David worked with Fidelity Investments Institutional Services Company, Inc. from 2008 to 2012 and Fidelity Distributors Corporation from 2016 to 2019. David has a wide range of experience in the financial services industry, including investment company products, variable contracts, and municipal fund securities. David holds the Series 6, 7, 24, 26 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/23/2014 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
01/12/2016 - 12/31/2019
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
06/09/2008 - 08/09/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
10/22/1997 - 03/03/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 09/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/08/2015
Series 24 - General Securities Principal Examination
BC
Issued 08/06/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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