Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Magrone is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David has been in the financial industry since 1993. David has held previous positions with J.P. Morgan Securities Inc. and Josephthal Lyon & Ross Incorporated. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 31, and Series 63 securities licenses. David is also registered with the Securities Investor Protection Corporation (SIPC). David is a General Partner/Managing Member of SALTAIRE ACK LLC, a limited liability company established to purchase a second home for anonymity/planning benefits.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/20/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
05/05/1994 - 04/13/1999
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/13/1993 - 04/29/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
IA
Issued 5/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/4/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/1/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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