Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lex is a financial advisor with over 20 years of experience in the financial services industry. David is currently registered with LPL Financial LLC and has previously held positions with BMO HARRIS FINANCIAL ADVISORS, INC., UVEST FINANCIAL SERVICES GROUP, INC., VISION INVESTMENT SERVICES, INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and ROBERT W. BAIRD & CO. INCORPORATED. David has a strong track record of providing clients with personalized financial advice and is committed to helping them achieve their financial goals. David is a Certified Financial Planner and holds Series 6, 7, 24, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/24/2021 - Present
LPL Financial LLC (THIENSVILLE WI)
WI
11/01/2010 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (MEQUON WI)
WI
07/13/2007 - 11/02/2010
UVEST FINANCIAL SERVICES GROUP, INC. (MUKWONAGO WI)
WI
06/01/2005 - 07/24/2007
VISION INVESTMENT SERVICES, INC. (SOUTH MILWAUKEE WI)
WI
06/04/2001 - 02/03/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
07/16/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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