Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kugley is a financial professional with over 20 years of experience in the industry. He has a Series 7, Series 31, Series 63 and SIE license. David is currently registered with Jackson National Life Distributors LLC in Franklin, TN. Previously, David was registered with Morgan Stanley DW Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
05/26/2004 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
NY
09/17/2002 - 04/26/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/28/2000 - 03/22/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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