Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Scott Heiserman is a broker with over 30 years of experience in the securities industry. David is currently registered with Thinkequity LLC and is licensed to provide investment advice and securities in all states. David is also licensed to provide investment advice and securities in all states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. David's previous employers include MML Investors Services, LLC, Northwestern Mutual Investment Services, LLC, Javelin Securities, LLC, VCM Securities, LLC., Chapdelaine & Co., Blackbird North America, Tullett Liberty Brokerage Inc., Merit Capital Associates, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/07/2023 - Present
Thinkequity LLC (NEW YORK NY)
NY
09/30/2022 - 02/09/2023
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
09/22/2015 - 06/17/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
10/02/2013 - 08/21/2015
JAVELIN SECURITIES, LLC (NEW YORK NY)
NY
09/12/2011 - 12/31/2012
VCM SECURITIES, LLC. (NEW YORK NY)
NY
06/15/2010 - 06/08/2011
CHAPDELAINE & CO. (NEW YORK NY)
NY
09/11/2008 - 05/03/2010
BLACKBIRD NORTH AMERICA (NEW YORK NY)
NJ
10/01/2001 - 05/14/2008
TULLETT LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
CT
03/03/1999 - 11/21/2000
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NA
09/09/1998 - 10/01/1998
MERIT CAPITAL ASSOCIATES, INC.
NJ
04/14/1988 - 09/18/1998
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NA
04/23/1986 - 08/22/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 02/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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