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David Scott Gonzalez

Cabrera Capital Markets, LLC

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About David Scott Gonzalez

David Scott Gonzalez is a financial professional with over 27 years of experience in the industry. David currently works as a registered representative for Cabrera Capital Markets, LLC. Prior to that, David was with BROAD STREET CAPITAL MARKETS, LLC, GHS TRADING LLC, and Navillus Securities, Inc., among others. David has a strong track record of success in the financial services industry and holds a variety of licenses and certifications. He is a Series 7, 63, 9, 55, and 65 license holder. He is also licensed in Pennsylvania and New Jersey.

Firm Information

David Gonzalez is currently registered with Cabrera Capital Markets, LLC. Cabrera Capital Markets, LLC is a Limited Liability Company formed in April 2007. The firm is registered with the SEC and has a presence in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Gonzalez’s Registration & Firm History

PA

04/04/2022 - Present

Cabrera Capital Markets, LLC (PHILADELPHIA PA)

NJ

06/22/2016 - 04/25/2022

BROAD STREET CAPITAL MARKETS, LLC (NEWARK NJ)

NY

05/21/2015 - 01/13/2016

GHS TRADING LLC (NEW YORK NY)

PA

01/05/2004 - 05/08/2015

CABRERA CAPITAL MARKETS, LLC (PHILADELPHIA PA)

PA

10/21/2002 - 11/24/2003

NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)

NY

02/13/2001 - 10/22/2002

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

RI

11/09/1999 - 03/19/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MI

09/12/1994 - 11/04/1999

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 02/14/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/09/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/09/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Scott Gonzalez. Review regulatory record here.
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