Unclaimed
David Scott Gonzalez is a financial professional with over 27 years of experience in the industry. David currently works as a registered representative for Cabrera Capital Markets, LLC. Prior to that, David was with BROAD STREET CAPITAL MARKETS, LLC, GHS TRADING LLC, and Navillus Securities, Inc., among others. David has a strong track record of success in the financial services industry and holds a variety of licenses and certifications. He is a Series 7, 63, 9, 55, and 65 license holder. He is also licensed in Pennsylvania and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/04/2022 - Present
Cabrera Capital Markets, LLC (PHILADELPHIA PA)
NJ
06/22/2016 - 04/25/2022
BROAD STREET CAPITAL MARKETS, LLC (NEWARK NJ)
NY
05/21/2015 - 01/13/2016
GHS TRADING LLC (NEW YORK NY)
PA
01/05/2004 - 05/08/2015
CABRERA CAPITAL MARKETS, LLC (PHILADELPHIA PA)
PA
10/21/2002 - 11/24/2003
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
NY
02/13/2001 - 10/22/2002
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
RI
11/09/1999 - 03/19/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MI
09/12/1994 - 11/04/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 02/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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