Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Goldman is a financial professional with over 30 years of experience in the industry. David is currently registered with W&S Brokerage Services, Inc., in Owings Mills, Maryland. David has previously been registered with several other firms including Cetera Investment Services LLC, PNC Investments, and Ferris, Baker Watts Incorporated. David is a Series 7 and Series 63 license holder, and he has a Series 65 license as well. David has held licenses in Maryland, Pennsylvania, Virginia, Delaware and West Virginia. David’s primary focus is to provide financial advice and portfolio management services to individuals. David also provides selection of other advisers to clients. David’s commitment to providing quality financial advice and guidance is evident in his long-standing career and experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MD
01/18/2024 - Present
W&S Brokerage Services, Inc. (OWINGS MILL MD)
MD
10/06/2020 - 11/13/2023
CETERA INVESTMENT SERVICES LLC (ELLICOTT CITY MD)
MD
06/22/2015 - 11/01/2018
PNC INVESTMENTS (MOUNT AIRY MD)
MD
05/21/2014 - 05/27/2015
ALLSTATE FINANCIAL SERVICES, LLC (FROSTBURG MD)
MD
04/20/2009 - 05/15/2014
CHAPIN, DAVIS (BALTIMORE MD)
MD
09/08/1998 - 05/05/2009
CITIGROUP GLOBAL MARKETS INC. (BETHESDA MD)
MD
02/19/1993 - 09/08/1998
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
TX
01/23/1990 - 02/26/1993
KOONCE SECURITIES, INC. (DALLAS TX)
IA
Issued 02/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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