Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Franks is an investment advisor representative registered with Vanguard Advisers, Inc. in Scottsdale, Arizona. David has been active in the securities industry since November 14, 2006. David is licensed to provide investment advice in 53 states and the District of Columbia. David also holds Series 6, 7, 63 and 65 licenses and the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
02/24/2022 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
08/07/2015 - 03/31/2020
LINCOLN FINANCIAL ADVISORS CORPORATION (GLENDALE AZ)
AZ
05/12/2008 - 08/12/2015
FIRST COMMAND FINANCIAL PLANNING, INC. (SCOTTSDALE AZ)
IL
10/02/2007 - 02/06/2008
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
GA
12/13/2006 - 05/17/2007
NYLIFE SECURITIES LLC (MORGANTON GA)
MS
10/10/2005 - 09/06/2006
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC. (JACKSON MS)
IA
Issued 06/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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