Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Downey is an active financial advisor with over 15 years of experience in the industry. David currently works for Berthel, Fisher & Co. Financial Services, Inc. and BFC Planning, Inc. David has held previous positions at Securities Management & Research, Inc., The O.N. Equity Sales Company, Cambridge Investment Research, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company and VALIC Financial Advisors, Inc. David provides financial planning, selection of other advisors, and portfolio management services for individuals. David has Series 6, 7, 63, 65 and SIE licenses and is registered in Arizona, Florida, Idaho, Illinois, Iowa, Kansas, Minnesota, Missouri, and New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/29/2024 - Present
Berthel, Fisher & Co. Financial Services, Inc. (Marion IA)
IA
11/01/2011 - 12/31/2015
SECURITIES MANAGEMENT & RESEARCH, INC. (MARION IA)
IA
11/05/2010 - 11/03/2011
THE O.N. EQUITY SALES COMPANY (CEDAR RAPIDS IA)
IA
08/01/2008 - 11/17/2008
CAMBRIDGE INVESTMENT RESEARCH, INC. (CEDAR RAPIDS IA)
MA
11/21/2006 - 04/11/2008
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/21/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
TX
06/27/2002 - 10/25/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
IA
Issued 08/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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