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David Scott Daniels

Citizens JMP Securities, LLC

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About David Scott Daniels

David Daniels is a Financial Advisor with Citizens JMP Securities, LLC. David has over 20 years of experience in the financial services industry. David holds the Series 7, Series 24, Series 62, Series 63 and Series 79TO licenses. David is registered in Massachusetts.

Firm Information

David Daniels is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Daniels’s Registration & Firm History

MA

08/01/2023 - Present

Citizens JMP Securities, LLC (BOSTON MA)

MA

08/13/2021 - 08/01/2023

CITIZENS CAPITAL MARKETS (BOSTON MA)

NY

07/27/2016 - 02/05/2020

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

03/20/2017 - 10/16/2019

PJ SOLOMON SECURITIES, LLC (NEW YORK NY)

NY

12/15/2014 - 07/20/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

02/29/2008 - 11/24/2014

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/18/2007 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

07/01/2003 - 08/06/2007

WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)

MO

11/19/2002 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NA

09/28/1992 - 03/29/1995

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BC

Issued 10/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/16/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Scott Daniels.
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