Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Coles is a financial advisor with over 40 years of experience in the industry. David is a registered investment advisor representative and has been active in the financial services industry since 1983. David holds the Series 63, Series 7, Series 24, and SIE licenses. He is also a Chartered Financial Consultant. David is currently affiliated with Wmbc and Farther. David has a long history of working with individual investors, as well as businesses and pension plans. His primary focus is on helping clients achieve their financial goals through personalized financial planning and investment management services. David is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of net worth
1
2
CA
02/27/2015 - Present
Wmbc (IRVINE CA)
CA
07/16/2015 - 08/23/2024
TRIAD ADVISORS LLC (Irvine CA)
CA
01/02/2003 - 07/15/2015
VALMARK SECURITIES, INC. (LAKE FOREST CA)
CA
06/21/1995 - 12/31/2002
FMN CAPITAL CORPORATION (MISSION VIEJO CA)
AZ
03/01/1991 - 06/14/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
02/21/1989 - 02/26/1991
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
06/22/1983 - 03/01/1989
PML SECURITIES COMPANY
BC
Issued 04/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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