Unclaimed
David Cochran is a financial advisor with Kestra Investment Services, LLC. David has been in the industry since 1992 and has held various positions in the financial services industry. David has a strong understanding of the financial markets and is committed to providing his clients with personalized investment advice. David is a Registered Representative and Investment Advisor Representative. David holds Series 6, 63, and SIE securities licenses. David is licensed in District of Columbia, Maryland, North Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
01/15/2014 - Present
Kestra Investment Services, LLC (MIDLOTHIAN VA)
VA
09/30/2005 - 01/21/2014
SECURITIES AMERICA, INC. (MIDLOTHIAN VA)
OH
03/23/2001 - 10/04/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
TX
08/01/2000 - 03/21/2001
NFP SECURITIES, INC. (AUSTIN TX)
VA
10/05/1995 - 12/08/2000
BCG INVESTMENT RESOURCES, INC. (RICHMOND VA)
VA
06/01/1992 - 10/16/1995
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
IA
Issued 02/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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