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David Scott Cochran

Kestra Investment Services, LLC

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About David Scott Cochran

David Cochran is a financial advisor with Kestra Investment Services, LLC. David has been in the industry since 1992 and has held various positions in the financial services industry. David has a strong understanding of the financial markets and is committed to providing his clients with personalized investment advice. David is a Registered Representative and Investment Advisor Representative. David holds Series 6, 63, and SIE securities licenses. David is licensed in District of Columbia, Maryland, North Carolina, and Virginia.

Firm Information

David Cochran is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Cochran’s Registration & Firm History

VA

01/15/2014 - Present

Kestra Investment Services, LLC (MIDLOTHIAN VA)

VA

09/30/2005 - 01/21/2014

SECURITIES AMERICA, INC. (MIDLOTHIAN VA)

OH

03/23/2001 - 10/04/2005

CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)

TX

08/01/2000 - 03/21/2001

NFP SECURITIES, INC. (AUSTIN TX)

VA

10/05/1995 - 12/08/2000

BCG INVESTMENT RESOURCES, INC. (RICHMOND VA)

VA

06/01/1992 - 10/16/1995

FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)

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Licenses & Designations

IA

Issued 02/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/08/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Scott Cochran.
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