Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Caryl is a financial advisor with LPL Financial LLC. David has been in the financial services industry since 2001 and has experience working with a variety of clients, including individuals, families, businesses, and retirement plans. He is registered with the Securities and Exchange Commission (SEC) and holds the Series 6, 7, 31, 63, 65, and 66 licenses. David is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/15/2023 - Present
LPL Financial LLC (ITHACA NY)
NY
10/04/2021 - 01/05/2023
CADARET, GRANT & CO., INC. (Rochester NY)
NY
01/28/2015 - 11/01/2021
MORGAN STANLEY (Skaneateles NY)
NY
03/03/2014 - 01/12/2015
METLIFE SECURITIES INC. (ROCHESTER NY)
NY
07/16/2008 - 03/14/2014
AXA ADVISORS, LLC (ROCHESTER NY)
NY
02/27/2008 - 06/20/2008
AXA ADVISORS, LLC (SYRACUSE NY)
NY
08/11/2005 - 09/20/2007
CHASE INVESTMENT SERVICES CORP. (FAIRPORT NY)
MN
01/10/2005 - 05/31/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/10/2005 - 05/31/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
01/20/2004 - 12/13/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
08/15/2001 - 01/13/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/14/1999 - 02/21/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 07/26/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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