Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carroll is a financial advisor registered with Equitable Advisors, LLC. David has been in the financial industry since August 1997. David holds the Series 7, 24, 53, 63, and 65 licenses. David is registered in Washington. David focuses on serving individuals, corporations, and pension and profit-sharing plans. David provides financial planning, portfolio management, and other advisory services. David’s clients can expect personalized advice and a dedicated approach to meeting their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
10/31/2000 - Present
Equitable Advisors, LLC (BELLEVUE WA)
WA
07/31/1997 - 09/29/2000
INTERPACIFIC INVESTORS SERVICES, INC. (SEATTLE WA)
IA
Issued 06/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Carroll is the right advisor for you? Invested Better is here to help.
