Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Scott Brooks is a financial advisor with over 30 years of experience in the financial industry. David is currently registered with Financial & Tax Architects, LLC, which specializes in providing financial planning and investment management services to individuals, families, and businesses. David has a strong background in investment management and has earned numerous licenses and certifications, including the Series 6, 7, 63, and 65 exams. David is committed to providing personalized financial advice that is tailored to meet each client's unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MO
09/07/2018 - Present
Financial & TAX Architects, LLC (ST. LOUIS MO)
MO
06/25/1998 - 07/07/2009
SECURITIES SERVICE NETWORK, INC. (COLUMBIA MO)
IL
02/10/1995 - 10/15/1997
CARDINAL INVESTMENTS, INC. (BELLEVILLE IL)
CA
01/06/1992 - 01/24/1995
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MO
06/12/1991 - 01/01/1992
CUTTER AND COMPANY BROKERAGE, INC. (BALLWIN MO)
GA
05/01/1989 - 06/14/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 06/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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