Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Scott Battleman is a financial professional registered with Pickwick Capital Partners, LLC. David has been in the industry since December 20, 2016. David is currently registered in 11 states for securities. David's registrations are currently active. David is series 63, Series 82 and SIE licensed. David is located in White Plains, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/21/2016 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
BC
Issued 02/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2016
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
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