Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Schwarz is a registered representative with Great Point Capital LLC. David is a licensed Series 63, Series 57TO, and SIE licensed individual, who is currently registered with the state of Texas. David has been in the industry since March 23, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/24/2021 - Present
Great Point Capital LLC (AUSTIN TX)
BC
Issued 04/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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